PM Internal Audit Services LLC

Joel Dunn, CAMS, CICA

President & CEO

President & CEO

PROFESSIONAL EXPERIENCE

Joel Dunn is the President & CEO of PM Internal Audit Services LLC and has over 30 years of experience servicing both domestic and international financial institutions with their internal audit risk management needs.

Joel has worked with community, commercial, and international institutions ranging in size from
$50 million to over $1 Trillion in assets, focusing on all aspects of compliance, operations, credit, investments and deposits. He has wide-ranging audit experience across accounting, operations, lending, treasury, legal, human resources, compliance and security, as well as BSA/AML and OFAC, Sarbanes-Oxley and FDICIA compliance.

Joel has audited and advised many Financial Institutions during his time as a Director at acxell, formally P&G Associates, and as an Audit Manager at RSM McGladrey. Prior to that, Joel was an Assistant Vice President in the Internal Audit Department of Israel Discount Bank. In this role, he assisted in the remediation efforts to comply with and the removal of two cease and desist orders involving the Banks BSA/AML Program.

Joel was responsible for the audit coverage of both the foreign and domestic branches of Chinatrust and Chinatrust Commercial Bank, where he was a Vice President in the Internal Audit Department of Chinatrust Bank. He helped implement and test the Bank’s new compliance monitoring software, as well as the Customer Identification Program to ensure compliance with the U.S. Patriot Act. Joel was an Assistant Vice President in the Internal Audit Departments at Citicorp, Emigrant Savings Bank, and Banco Popular

Additionally, Joel advises his clients on such matters as the efficacy of their internal control environments and has performed pre- and post-implementation reviews of operational systems for adequacy of controls and effectiveness, as well as due diligence reviews for mergers and acquisitions.

Mr. Dunn is a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Internal Control
Auditor (CICA). He is a graduate of Columbus University, a member of the Honorable Order of
Kentucky Colonels, and Chairman of the Audit Committee for the New York Navy League.

INDUSTRY EXPERTISE

  • Financial Institutions
  • Private Banks
  • Commercial Banks
  • Credit Unions
  • Broker Dealers
  • MSB’s

SPECIALTY

  • Outsourced Internal Audit
  • Co-sourced Internal Audit
  • SOX & FDICIA implementation and testing
  • Regulatory and third-party issue validation

Certified Anti Money Laundering Specialist

  • Certified Anti-Money Laundering Specialist
  • Certified Internal Control Auditor Notary Public